Short selling

Results: 2054



#Item
761Financial economics / Financial Industry Regulatory Authority / Financial regulation / Short selling / Financial adviser / Securities regulation in the United States / U.S. Securities and Exchange Commission / Short / Arbitration / Finance / United States securities law / Business

Comment Letter on File No. SR-FINRA[removed]

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Source URL: www.sec.gov

Language: English - Date: 2010-09-10 10:00:18
762Financial economics / Financial services / Financial regulation / Short / Short selling / Federal Reserve System / Security / Margin / Broker-dealer / Finance / Financial markets / Business

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Date: [removed]:40 PM Status: Accepted

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Source URL: strategy.duncanwilliams.com

Language: English - Date: 2012-04-03 11:03:01
763Business / Financial services / Financial regulation / Short / Short selling / Federal Reserve System / Security / Margin / Broker-dealer / Financial markets / Financial economics / Finance

UNITED STATES SECURITIES AND EXCHANGE COMMISSION FOCUS REPORT FORM

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Source URL: strategy.duncanwilliams.com

Language: English - Date: 2012-04-03 10:59:16
764Financial markets / Financial regulation / Short / Short selling / Stock / Financial economics / Economics / Finance

Microsoft Word - Stock-Act-Qs-As.docx

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Source URL: ethics.od.nih.gov

Language: English - Date: 2012-04-22 19:33:02
765Financial markets / Stock market / Financial regulation / Short / Short selling / Hedge / Philadelphia Stock Exchange / Order / Futures contract / Financial economics / Finance / Investment

I 175 West Jackson Suite 440

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Source URL: www.sec.gov

Language: English - Date: 2004-02-20 16:50:29
766Securities / Financial markets / Financial regulation / Short selling / Net capital rule / Security / Short / Depository Trust & Clearing Corporation / Broker-dealer / Financial economics / Financial system / Finance

Division of Trading and Markets No-Action Letter: Securities Industry and Financial Markets Association

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Source URL: www.sec.gov.

Language: English - Date: 2013-01-03 13:02:26
767Financial markets / Financial services / Securities / Securities lending / Short selling / Security / Repurchase agreement / Broker-dealer / Financial economics / Finance / Investment

HEALTH MAINTENANCE ORGANIZATION-ASSOCIATION EDITION

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Source URL: naic.org

Language: English - Date: 2013-09-13 11:27:26
768Business / Financial services / Financial regulation / Short / Short selling / Federal Reserve System / Security / Margin / Broker-dealer / Financial markets / Financial economics / Finance

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Date: [removed]:06 PM Status: Accepted

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Source URL: strategy.duncanwilliams.com

Language: English - Date: 2012-04-03 10:58:59
769Business / Short selling / Financial services / Securities / Securities lending / Short / Broker-dealer / Collateral / Securities market / Financial markets / Finance / Financial economics

C:Documents2004O52pos;AngeloInfowpd.wpd

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Source URL: www.justice.gov

Language: English - Date: 2010-02-04 21:15:11
770Short selling / Value added tax / Business / Financial economics / Rich Dad / Finance / Financial regulation / Short

W, aymg "iKottr uj&g w JL3 (

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Source URL: www.saexplorers.org

Language: English - Date: 2014-11-27 08:18:10
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